EET V1.1.3 field 33
20100_Financial_Instrument_Does_This_Product_Consider_Principle_Adverse_Impact_In_Their_Investment
Codification: FREE_TEXT
Applicability: all rows
Definition: Consideration of PAI is commitment to reduce or mitigate adverse impacts and can be done quantitative or qualitatively
Flag per profile
| Code | Display name | Flag | Meaning |
|---|---|---|---|
SFDR_PERIODIC |
SFDR Periodic | M | Mandatory — must always be present. |
SFDR_PRECONTRACT |
SFDR Pre-contract | M | Mandatory — must always be present. |
SFDR_ENTITY |
SFDR Entity | — | Profile column not present in this version. |
MIFID_PRODUCTS |
MiFID Products | M | Mandatory — must always be present. |
IDD_PRODUCTS |
IDD Products | M | Mandatory — must always be present. |
MIFID_DISTRIBUTORS |
MiFID Distributors | M | Mandatory — must always be present. |
IDD_INSURERS |
IDD Insurers | M | Mandatory — must always be present. |
LOOK_THROUGH |
Look-through (FoF) | — | Profile column not present in this version. |
Checks
| Rule ID | Profile(s) | Severity | Triggers when | Failure consequence | Score impact |
|---|---|---|---|---|---|
PRESENCE/33/SFDR_PERIODIC |
SFDR Periodic | ERROR | Cell is empty for an active row of profile SFDR Periodic | The mandatory cell is missing — file is incomplete for this profile. | MANDATORY_COMPLETENESS −1/N, PROFILE_COMPLETENESS (M leg) −1/N |
PRESENCE/33/SFDR_PRECONTRACT |
SFDR Pre-contract | ERROR | Cell is empty for an active row of profile SFDR Pre-contract | The mandatory cell is missing — file is incomplete for this profile. | MANDATORY_COMPLETENESS −1/N, PROFILE_COMPLETENESS (M leg) −1/N |
PRESENCE/33/MIFID_PRODUCTS |
MiFID Products | ERROR | Cell is empty for an active row of profile MiFID Products | The mandatory cell is missing — file is incomplete for this profile. | MANDATORY_COMPLETENESS −1/N, PROFILE_COMPLETENESS (M leg) −1/N |
PRESENCE/33/IDD_PRODUCTS |
IDD Products | ERROR | Cell is empty for an active row of profile IDD Products | The mandatory cell is missing — file is incomplete for this profile. | MANDATORY_COMPLETENESS −1/N, PROFILE_COMPLETENESS (M leg) −1/N |
PRESENCE/33/MIFID_DISTRIBUTORS |
MiFID Distributors | ERROR | Cell is empty for an active row of profile MiFID Distributors | The mandatory cell is missing — file is incomplete for this profile. | MANDATORY_COMPLETENESS −1/N, PROFILE_COMPLETENESS (M leg) −1/N |
PRESENCE/33/IDD_INSURERS |
IDD Insurers | ERROR | Cell is empty for an active row of profile IDD Insurers | The mandatory cell is missing — file is incomplete for this profile. | MANDATORY_COMPLETENESS −1/N, PROFILE_COMPLETENESS (M leg) −1/N |
FORMAT/33 |
(all) | ERROR | Populated cell does not match the codification (FREE_TEXT) | Value cannot be parsed/used downstream. | FORMAT_CONFORMANCE −1/M (or CLOSED_LIST_CONFORMANCE −1/M for closed-list mismatches) |
Referenced as source by: EET-XF-PAI-103, EET-XF-PAI-104, EET-XF-PAI-106, EET-XF-PAI-110, EET-XF-PAI-114, EET-XF-PAI-118, EET-XF-PAI-122, EET-XF-PAI-126, EET-XF-PAI-130, EET-XF-PAI-134, EET-XF-PAI-138, EET-XF-PAI-142, EET-XF-PAI-146, EET-XF-PAI-150, EET-XF-PAI-154, EET-XF-PAI-158, EET-XF-PAI-162, EET-XF-PAI-166, EET-XF-PAI-170, EET-XF-PAI-174, EET-XF-PAI-178, EET-XF-PAI-182, EET-XF-PAI-186, EET-XF-PAI-190, EET-XF-PAI-194, EET-XF-PAI-198, EET-XF-PAI-202
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