EMT V4.3 field 40
03020_Compatible_With_Clients_Who_Can_Bear_Limited_Capital_Loss
Codification: FREE_TEXT
Applicability: all rows
Definition: Investor seeking to preserve capital or can bear losses limited to a level specified by the product. Assessment of loss level is based on investments in the same currency as the instrument denomination and do not take into consideration potential adverse FX market performance. To be filled only for structured securities & funds with an explicit capital protection or for Money Market funds. Yes or No or Neutral
Flag per profile
| Code | Display name | Flag | Meaning |
|---|---|---|---|
EMT_BASE |
EMT (Mandatory) | C | Conditional — required when the spec's applicability/condition holds. |
Checks
| Rule ID | Profile(s) | Severity | Triggers when | Failure consequence | Score impact |
|---|---|---|---|---|---|
COND_PRESENCE/40/EMT_BASE |
EMT (Mandatory) | WARNING | Row's CIC matches the field's applicability list and the cell is empty | Conditionally-required cell missing for this profile. | PROFILE_COMPLETENESS (C leg) −1/N |
FORMAT/40 |
(all) | ERROR | Populated cell does not match the codification (FREE_TEXT) | Value cannot be parsed/used downstream. | FORMAT_CONFORMANCE −1/M (or CLOSED_LIST_CONFORMANCE −1/M for closed-list mismatches) |
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