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EMT V4.3 field 60

06030_Investment_Advice

Codification: FREE_TEXT
Applicability: all rows
Definition: Retail or Professional or Both or Neither

Flag per profile

Code Display name Flag Meaning
EMT_BASE EMT (Mandatory) I Informational — populate if available, no enforcement.

Checks

Rule ID Profile(s) Severity Triggers when Failure consequence Score impact
FORMAT/60 (all) ERROR Populated cell does not match the codification (FREE_TEXT) Value cannot be parsed/used downstream. FORMAT_CONFORMANCE −1/M (or CLOSED_LIST_CONFORMANCE −1/M for closed-list mismatches)
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